Rose Trees, Breadth-First

Posted on March 17, 2018
Tags: Haskell, Trees

In contrast to the more common binary trees, in a rose tree every node can have any number of children.

data Tree a
    = Node
    { root   :: a
    , forest :: Forest a

type Forest a = [Tree a]

One of the important manipulations of this data structure, which forms the basis for several other algorithms, is a breadth-first traversal. I’d like to go through a couple of techniques for implementing it, and how more generally you can often get away with using much simpler data structures if you really pinpoint the API you need from them.

As a general technique, Okasaki (2000) advises that a queue be used:

breadthFirst :: Tree a -> [a]
breadthFirst tr = go (singleton tr)
    go q = case pop q of
      Nothing -> []
      Just (Node x xs,qs) -> x : go (qs `append` xs)

There are three functions left undefined there: singleton, pop, and append. They represent the API of our as-of-yet unimplemented queue, and their complexity will dictate the complexity of the overall algorithm. As a (bad) first choice, we could use simple lists, with the functions defined thus:

singleton x = [x]
pop (x:xs) = Just (x,xs)
pop [] = Nothing
append = (++)

Those repeated appends are bad news. The queue needs to be able to support popping from one side and appending from the other, which is something lists absolutely cannot do well.

We could swap in a more general queue implementation, possibly using Data.Sequence, or a pair of lists. But these are more complex and general than we need, so let’s try and pare down the requirements a little more.

First, we don’t need a pop: the go function can be expressed as a fold instead. Second, we don’t need every append to be immediately stuck into the queue, we can batch them, first appending to a structure that’s efficient for appends, and then converting that to a structure which is efficient for folds. In code:

breadthFirst :: Forest a -> [a]
breadthFirst ts = foldr f b ts []
    f (Node x xs) fw bw = x : fw (xs : bw)

    b [] = []
    b qs = foldl (foldr f) b qs []

We’re consing instead of appending, but the consumption is being done in the correct direction anyway, because of the foldl.


So next step: to get the levels function from Data.Tree. Instead of doing a breadth-first traversal, it returns the nodes at each level of the tree. Conceptually, every time we did the reverse above (called foldl), we will do a cons as well:

levels :: Forest a -> [[a]]
levels ts = foldl f b ts [] []
    f k (Node x xs) ls qs = k (x : ls) (xs : qs)

    b _ [] = []
    b k qs = k : foldl (foldl f) b qs [] []


The original reason I started work on these problems was this issue in containers. It concerns the unfoldTreeM_BF function. An early go at rewriting it, inspired by levels above, looks like this:

unfoldForestM_BF :: Monad m => (b -> m (a, [b])) -> [b] -> m (Forest a)
unfoldForestM_BF f ts = b [ts] (const id)
    b [] k = pure (k [] [])
    b qs k = foldl (foldr t) b qs [] (\x -> k [] . foldr (uncurry run) id x)

    t a fw bw k = do
        (x,cs) <- f a
        let !n = length cs
        fw (cs : bw) (k . (:) (x, n))

    run x n xs ys =
      case splitAt n ys of
          (cs,zs) -> Node x cs : xs zs

It basically performs the same this as the levels function, but builds the tree back up in the end using the run function. In order to do that, we store the length of each subforest on line 9, so that each node knows how much to take from each level.

A possible optimization is to stop taking the length. Anything in list processing that takes a length screams “wrong” to me (although it’s not always true!) so I often try to find a way to avoid it. The first option would be to keep the cs on line 8 around, and use it as an indicator for the length. That keeps it around longer than strictly necessary, though. The other option is to add a third level: for breadthFirst above, we had one level; for levels, we added another, to indicate the structure of the nodes and their subtrees; here, we can add a third, to maintain that structure when building back up:

unfoldForestM_BF :: Monad m => (b -> m (a, [b])) -> [b] -> m (Forest a)
unfoldForestM_BF f ts = b [ts] (\ls -> concat . ls)
    b [] k = pure (k id [])
    b qs k = foldl g b qs [] (\ls -> k id . ls)

    g a xs qs k = foldr t (\ls ys -> a ys (k . run ls)) xs [] qs

    t a fw xs bw = f a >>= \(x,cs) -> fw (x:xs) (cs:bw)

    run x xs = uncurry (:) . foldl go ((,) [] . xs) x
        go ys y (z:zs) = (Node y z : ys', zs')
            (ys',zs') = ys zs

This unfortunately slows down the code.

Okasaki, Chris. 2000. “Breadth-first Numbering: Lessons from a Small Exercise in Algorithm Design.” In Proceedings of the Fifth ACM SIGPLAN International Conference on Functional Programming, 131–136. ICFP ’00. New York, NY, USA: ACM. doi:10.1145/351240.351253.